Advisor Forms & Client Documents

We have outlined below the basic forms required to activate an account with Centurion Counsel. Since each client is unique and has existing investments that may need to be liquidated or transferred to allow us to commence management, we urge advisors to contact Centurion Counsel operations at 800-878-8536 x 275 to discuss the exact forms necessary for each individual client.

Centurion Counsel Forms: Required for opening ANY new account: All New Accounts SAA Client Documents New Account Form SAA Addendum (for multiple accounts) W-9 Signed Client Signature Page (Last page in client proposal indicating portfolio selection) * In compliance with the Patriot Act, a photocopy of client's Drivers License is needed for all new accounts.

Additional Custodial Forms: Required for Specific Account Registrations IRA IRA Application Trading Authorization ACAT (must include most current investment statements) Roth IRA Application SEP IRA IRA Application Trading Authorization ACAT (must include most current investment statements) SEP Application SIMPLE IRA SIMPLE Employee Application Trading Authorization ACAT (must include most current investment statements) Simple Employer Application Variable Annuity Fee Liquidation Form (Additional documents may be required.) Client website log-in and password 401(k) / 403(b) Fee Liquidation Form Client website log-in and password Listing of available investment options Brokerage Account / Mutual Fund Trading Authorization ACAT (must include most current investment statements)   Trusts Trading Authorization Certificate Trustee ACAT (must include most current investment statements) Copy of Title and Signature page Individual Account Trading Authorization ACAT (must include most current investment statements) Copy of Title and Signature page

Other Forms:
ACH Form
Options Account Agreement
Stock Power
Client Proxy Authorization
IRA Distribution Form